SPF
Sorrento Pacific Financial, LLC
Disclosure Information


We at Sorrento Pacific Financial, LLC (SPF) have created this site to provide you with information that you might find helpful in making informed investment decisions.

We will occasionally update the information contained within this site.




All investment products and services:
  • Are offered through SPF, a registered broker-dealer and registered investment advisor, and are not offered by the bank;
  • Are not insured by the Federal Deposit Insurance Corporations (FDIC) or any other agency;
  • Are not deposits, obligations of or guaranteed by the bank, or any affiliated entity;
  • Involve investment risks, including fluctuations in value and possible loss of principal.
  • If applicable, are being offered by an employee of the bank, who serves both functions of accepting customer's deposits and the selling of non-deposit investment products.
Member FINRA/SIPC